Filing Details
- Accession Number:
- 0001127602-14-034688
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 16:03:06
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 16:03:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608538 | D Peter Haytaian | 120 Monument Circle Indianapolis IN 46260 | Evp & Pres., Govt. Bus. Div. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-08 | 3,761 | $61.88 | 48,798 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-08 | 1,934 | $60.15 | 50,732 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-08 | 12,026 | $127.70 | 38,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-08 | 800 | $128.17 | 37,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-08 | 3,761 | $0.00 | 3,761 | $61.88 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-08 | 1,934 | $0.00 | 1,934 | $60.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,762 | 2020-03-01 | No | 4 | M | Direct | |
1,936 | 2019-09-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2014.
- This transaction was executed in multiple trades at prices ranging from $127.15 to $128.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, representing a right to purchase a total of 7,523 shares, became exercisable in one installment of 1,253 shares and five equal semi-annual installments of 1,254 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 3,870 shares, became exercisable in two equal annual installments of 967 shares each and two equal annual installments of 968 shares each beginning on December 31, 2012, which was the three-month anniversary of the date on which the option was granted.