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Home > Insider Trading > Filing (0001140361-14-044676)

Filing Details

Accession Number:: 0001140361-14-044676
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-10 14:16:33
Reporting Period:: 2014-12-05

Filing Date:: 2014-12-10
Accepted Time:: 2014-12-10 14:16:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
921547	Heritage Oaks Bancorp	HEOP	State Commercial Banks (6022)	770388249

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441854	R William Raver	1222 Vine Street Paso Robles CA 93446	Evp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Heritage Oaks Bancorp Common Stock	Acquisiton	2014-12-05	9,700	$3.10	25,777	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Heritage Oaks Bancorp Common Stock	Option to Purchase Heritage Oaks Bancorp Common Stock	Acquisiton	2014-12-05	9,700	$3.10	9,700	$3.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,696	2013-09-01	2020-09-01	No	4	X	Direct

Footnotes

Mr. Raver exercised an option to purchase 9,700 shares of Heritage Oaks Bancorp Common Stock at a price of $3.10 per share.