Filing Details
- Accession Number:
- 0001179110-14-017816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-10 10:24:56
- Reporting Period:
- 2014-12-09
- Filing Date:
- 2014-12-10
- Accepted Time:
- 2014-12-10 10:24:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551949 | Guggenheim Credit Allocation Fund | GGM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-09 | 400 | $22.10 | 5,375 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-09 | 290 | $22.10 | 4,390 | No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Dean Barnes Roth IRA (Father) |