Filing Details

Accession Number:
0000899866-14-000260
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 19:37:53
Reporting Period:
2014-12-05
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 19:37:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899866 Alexion Pharmaceuticals Inc ALXN Pharmaceutical Preparations (2834) 133648318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231949 Leonard Bell C/O Alexion Pharmaceuticals Inc
352 Knotter Drive
Cheshire CT 06410
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-05 56,721 $17.98 1,000,397 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-05 20,231 $196.25 980,166 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-05 21,396 $197.26 958,770 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-05 14,194 $198.06 944,576 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-05 900 $198.81 943,676 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-08 13,279 $17.98 956,955 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-08 46,655 $22.90 1,003,610 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-08 4,684 $196.73 998,926 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-08 14,223 $197.72 984,703 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-08 9,627 $198.19 975,076 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-08 24,497 $199.80 950,579 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-08 6,903 $200.39 943,676 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-09 16,665 $22.90 960,341 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-09 16,665 $199.94 943,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2014-12-05 56,721 $0.00 56,721 $17.98
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2014-12-08 13,279 $0.00 13,279 $17.98
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2014-12-08 46,655 $0.00 46,655 $22.90
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2014-12-09 16,665 $0.00 16,665 $22.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,279 2009-04-26 2019-01-26 No 4 M Direct
0 2009-04-26 2019-01-26 No 4 M Direct
433,345 2010-04-28 2020-01-28 No 4 M Direct
416,680 2010-04-28 2020-01-28 No 4 M Direct
Footnotes
  1. The transaction is made pursuant to the terms of a sales plan designed to meet the requirements of Rule 10b5-1(c)(1) of the Securities Exchange Act.
  2. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $195.74 - $196.74. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  3. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $196.75 - $197.75. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  4. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $197.75 - $198.75. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  5. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $198.78 - $199.78. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  6. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $196.19 - $197.19. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  7. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $197.19 - $198.19. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  8. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $198.19 - $199.19. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  9. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $199.21 - $200.21. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  10. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $200.24 - $201.24. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  11. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $199.90 - $200.90. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.