Filing Details
- Accession Number:
- 0001544514-14-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-09 18:36:18
- Reporting Period:
- 2014-04-07
- Filing Date:
- 2014-12-09
- Accepted Time:
- 2014-12-09 18:36:18
- Original Submission Date:
- 2014-12-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944696 | Capital Financial Holdings Inc | CPFH | Security Brokers, Dealers & Flotation Companies (6211) | 450404061 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544514 | D. Gordon Dihle | 37990 Comanche Creek Road Kiowa CO 80117 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-07 | 1 | $1,300.00 | 187 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy, LLC, |
Common Stock | Acquisiton | 2014-06-23 | 1 | $1,845.00 | 97 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account |
Common Stock | Acquisiton | 2014-12-04 | 2 | $1,400.00 | 351 | No | 4 | P | Indirect | Held in the name of Dihle Chattel Trust of which Reporting Person is the Trustee. |
Common Stock | Acquisiton | 2014-12-09 | 16 | $1,250.00 | 25 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy, LLC, |
No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account |
No | 4 | P | Indirect | Held in the name of Dihle Chattel Trust of which Reporting Person is the Trustee. |
No | 4 | P | Direct |
Footnotes
- Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by Reporting Person.