Filing Details
- Accession Number:
- 0000945436-14-000196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-09 17:26:20
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-09
- Accepted Time:
- 2014-12-09 17:26:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
945436 | Sunedison Inc. | SUNE | Semiconductors & Related Devices (3674) | 561505767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575654 | H. Martin Truong | C/O Sunedison, Inc 13736 Riverport Drive Maryland Heights MO 63043 | Svp, General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 4,500 | $11.63 | 92,952 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 1,300 | $20.92 | 91,652 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 3,200 | $20.93 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 5,000 | $3.45 | 93,452 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 3,500 | $20.90 | 89,952 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 1,500 | $20.91 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 200 | $2.77 | 88,652 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 200 | $20.88 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 2,471 | $2.77 | 90,923 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 2,471 | $20.90 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 533 | $2.77 | 88,985 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 533 | $20.89 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 1,111 | $2.77 | 89,563 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 1,111 | $20.89 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 10,000 | $5.05 | 98,452 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 9,400 | $20.89 | 89,052 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 600 | $20.90 | 88,452 | No | 4 | S | Direct | |
Employee Stock Option (Right To Buy) | Acquisiton | 2014-12-05 | 10,000 | $9.58 | 98,452 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-12-05 | 10,000 | $20.99 | 88,452 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 4,500 | $11.63 | 4,500 | $11.63 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 5,000 | $3.45 | 5,000 | $3.45 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 450 | $2.77 | 450 | $2.77 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 3,865 | $2.77 | 3,865 | $2.77 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 10,000 | $5.05 | 10,000 | $5.05 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 10,000 | $9.58 | 10,000 | $9.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,000 | 2021-04-27 | No | 4 | M | Direct | |
5,000 | 2022-04-25 | No | 4 | M | Direct | |
0 | 2019-08-20 | No | 4 | M | Direct | |
1,935 | 2019-08-20 | No | 4 | M | Direct | |
30,000 | 2023-05-09 | No | 4 | M | Direct | |
65,000 | 2023-07-18 | No | 4 | M | Direct |
Footnotes
- The exercise and sale of shares by Reporting Person were done during an open trading period.
- The option to purchase 7,500 shares of common stock was awarded on April 27, 2011 under the Amended and Restated SunEdison 2010 Equity Incentive Plan and becomes exercisable at an exercise price of $11.63 in increments of 10%, 20%, 30% and 40% on April 27, in the years 2012, 2013, 2014 and 2015, respectively.
- The option to purchase 10,000 shares of commons stock was awarded on April 25, 2012 under the Amended and Restated SunEdison Equity Incentive Plan and becomes exercisable at an exercise price of $3.45 in 25% increments over four years.
- The option to purchase 450 shares of common stock was awarded on August 20, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan and becomes exercisable at an exercise price of $2.77 in 50% increments over two years.
- The option to purchase 5,800 shares of common stock was awarded on August 20, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan and becomes exercisable at an exercise price of $2.77 in 33% increments over three years.
- The option to purchase 40,000 shares of common stock was awarded on May 9, 2013 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $5.05 per share in 25% increments over four years.
- The option to purchase 75,000 shares of common stock was awarded on July 18, 2013 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $9.58 per share in increments of 25% over four years.