Filing Details

Accession Number:
0000945436-14-000196
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 17:26:20
Reporting Period:
2014-12-05
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 17:26:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945436 Sunedison Inc. SUNE Semiconductors & Related Devices (3674) 561505767
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575654 H. Martin Truong C/O Sunedison, Inc
13736 Riverport Drive
Maryland Heights MO 63043
Svp, General Counsel & Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 4,500 $11.63 92,952 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 1,300 $20.92 91,652 No 4 S Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 3,200 $20.93 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 5,000 $3.45 93,452 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 3,500 $20.90 89,952 No 4 S Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 1,500 $20.91 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 200 $2.77 88,652 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 200 $20.88 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 2,471 $2.77 90,923 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 2,471 $20.90 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 533 $2.77 88,985 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 533 $20.89 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 1,111 $2.77 89,563 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 1,111 $20.89 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 10,000 $5.05 98,452 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 9,400 $20.89 89,052 No 4 S Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 600 $20.90 88,452 No 4 S Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-12-05 10,000 $9.58 98,452 No 4 M Direct
Employee Stock Option (Right To Buy) Disposition 2014-12-05 10,000 $20.99 88,452 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-12-05 4,500 $11.63 4,500 $11.63
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-12-05 5,000 $3.45 5,000 $3.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-12-05 450 $2.77 450 $2.77
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-12-05 3,865 $2.77 3,865 $2.77
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-12-05 10,000 $5.05 10,000 $5.05
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-12-05 10,000 $9.58 10,000 $9.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000 2021-04-27 No 4 M Direct
5,000 2022-04-25 No 4 M Direct
0 2019-08-20 No 4 M Direct
1,935 2019-08-20 No 4 M Direct
30,000 2023-05-09 No 4 M Direct
65,000 2023-07-18 No 4 M Direct
Footnotes
  1. The exercise and sale of shares by Reporting Person were done during an open trading period.
  2. The option to purchase 7,500 shares of common stock was awarded on April 27, 2011 under the Amended and Restated SunEdison 2010 Equity Incentive Plan and becomes exercisable at an exercise price of $11.63 in increments of 10%, 20%, 30% and 40% on April 27, in the years 2012, 2013, 2014 and 2015, respectively.
  3. The option to purchase 10,000 shares of commons stock was awarded on April 25, 2012 under the Amended and Restated SunEdison Equity Incentive Plan and becomes exercisable at an exercise price of $3.45 in 25% increments over four years.
  4. The option to purchase 450 shares of common stock was awarded on August 20, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan and becomes exercisable at an exercise price of $2.77 in 50% increments over two years.
  5. The option to purchase 5,800 shares of common stock was awarded on August 20, 2012 under the Amended and Restated SunEdison 2010 Equity Incentive Plan and becomes exercisable at an exercise price of $2.77 in 33% increments over three years.
  6. The option to purchase 40,000 shares of common stock was awarded on May 9, 2013 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $5.05 per share in 25% increments over four years.
  7. The option to purchase 75,000 shares of common stock was awarded on July 18, 2013 under the Amended and Restated SunEdison 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and becomes exercisable at an exercise price of $9.58 per share in increments of 25% over four years.