Filing Details
- Accession Number:
- 0001144204-11-003145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-20 17:00:28
- Reporting Period:
- 2011-01-18
- Filing Date:
- 2011-01-20
- Accepted Time:
- 2011-01-20 17:00:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287668 | China Architectural Engineering Inc. | CAEI | Services-Engineering Services (8711) | 510501250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434132 | Ye Ning | 105 Baishi Rd., Jiuzhou West Avenue Zhuhai F4 | No | No | Yes | No | |
1434133 | Tang Nianzhong | 105 Baishi Rd., Jiuzhou West Avenue Zhuhai F4 | No | No | Yes | No | |
1434168 | Ken Luo Yi | 105 Baishi Road Jiuzhou West Avenue Zhuhai F4 | President | Yes | Yes | Yes | No |
1434175 | Ltd Group Kge | Room 2, 10/F Block D, Ka Ming Court, 688 Castle Peak Rd, Lai Chi Kok, Kowloon Hong Kong F4 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-18 | 13,000 | $1.52 | 3,426,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-19 | 25,000 | $1.52 | 3,401,212 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.55, inclusive.
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5 to $1.59, inclusive. The reporting person undertakes to provide to China Architectural Engineering, Inc., any security holder of China Architectural Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- Luo Ken Yi, Ye Ning and Tang Nianzhong are directors and may be deemed to have voting and investment control over the shares owned by KGE Group Limited. In addition, Luo Ken Yi, Ye Ning and Tang Nianzhong own approximately 70%, 10% and 10% respectively, of KGE Group Limited's issued and outstanding shares. In addition, KGE Holding Limited owns approximately 5% of the issued and outstanding shares of KGE Group Limited, of which is owned by Luo Ken Yi and his brother. As a result, Tang Nianzhong may be deemed to be a beneficial owner of the shares held by KGE Group Limited. Each of the foregoing persons disclaims beneficial ownership of the shares held by KGE Group Limited except to the extent of his pecuniary interest.