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Home > Insider Trading > Filing (0001225208-14-024640)

Filing Details

Accession Number:: 0001225208-14-024640
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-09 17:25:07
Reporting Period:: 2014-12-05

Filing Date:: 2014-12-09
Accepted Time:: 2014-12-09 17:25:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238032	D Richard Fairbank	1680 Capital One Drive Mclean VA 22102	Chair, Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-05	272,562	$82.39	2,485,059	No	4	M	Direct
Common Stock	Disposition	2014-12-05	272,562	$82.83	2,212,497	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2014-12-05	272,562	$0.00	272,562	$82.39

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-12-20	2014-12-20	No	4	M	Direct

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
These shares were sold at prices ranging from $82.44 to $83.25. Information regarding the number of shares sold at each price will be provided upon request.