Filing Details
- Accession Number:
- 0001181431-14-038401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-09 17:04:39
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-09
- Accepted Time:
- 2014-12-09 17:04:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062478 | Actuate Corp | BIRT | Services-Prepackaged Software (7372) | 943193197 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207436 | Nobby N Akiha | 951 Mariners Island Blvd. San Mateo CA 94404 | Svp, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-05 | 35,000 | $3.59 | 106,306 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-05 | 35,000 | $6.55 | 71,306 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-08 | 5,000 | $3.59 | 76,306 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-08 | 10,000 | $2.48 | 86,306 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-08 | 15,000 | $6.55 | 71,306 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2014-12-05 | 35,000 | $0.00 | 35,000 | $3.59 |
Common Stock | Option (right to buy) | Disposition | 2014-12-08 | 5,000 | $0.00 | 5,000 | $3.59 |
Common Stock | Option (right to buy) | Disposition | 2014-12-08 | 10,000 | $0.00 | 10,000 | $2.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
441,500 | 2007-01-24 | 2016-01-24 | No | 4 | M | Direct |
436,500 | 2007-01-24 | 2016-01-24 | No | 4 | M | Direct |
426,500 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $6.55 and $6.56.
- Includes (a) 5,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, (b) 5,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest, (c) 3,750 shares of Issuers common stock subject to a restricted stock unit award granted on January 30, 2013 that will be issued as those units vest, and (d) 15,000 shares of Issuer's common stock subject to a restricted stock unit award granted on March 19, 2014 that will be issued as those units vest.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 28, 2005 and for the balance in a series of equal monthly installments over the following 36 months.