Filing Details

Accession Number:
0001140361-14-044561
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 16:50:20
Reporting Period:
2014-12-05
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 16:50:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265588 B Samuel Ligon C/O Capital Southwest Corporation
5400 Lyndon B. Johnson Freeway Ste 1300
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-05 380 $39.00 12,380 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. On August 16, 2013, the common stock of Capital Southwest Corporation split four-for-one, resulting in the reporting person's ownership of 9,000 additional shares of common stock.