Filing Details
- Accession Number:
- 0001140361-14-044561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-09 16:50:20
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-09
- Accepted Time:
- 2014-12-09 16:50:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265588 | B Samuel Ligon | C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Freeway Ste 1300 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-05 | 380 | $39.00 | 12,380 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On August 16, 2013, the common stock of Capital Southwest Corporation split four-for-one, resulting in the reporting person's ownership of 9,000 additional shares of common stock.