Filing Details
- Accession Number:
- 0001209191-14-073868
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-09 16:11:54
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-12-09
- Accepted Time:
- 2014-12-09 16:11:54
- Original Submission Date:
- 2014-09-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517228 | Commscope Holding Company Inc. | COMM | Radio & Tv Broadcasting & Communications Equipment (3663) | 274332098 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589102 | W Robert Granow | C/O Commscope Holding 1100 Commscope Place, Se Hickory NC 28602 | Svp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-09-15 | 263 | $5.74 | 263 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-09-15 | 4,737 | $5.57 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-09-15 | 5,000 | $24.77 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-15 | 263 | $0.00 | 263 | $5.74 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-09-15 | 4,737 | $0.00 | 4,737 | $5.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-26 | 2021-01-26 | No | 4 | M | Direct |
| 54,058 | 2014-01-14 | 2021-02-21 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2014.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $24.44 to $25.20. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- Includes 19,890 unvested options that vest ratably on each 01/14/15 and 01/14/16, subject to the reporting person's continued service on each vesting date. Per SEC guidance, excludes 20,765 unvested options that are subject to performance-based vesting conditions.
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