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Home > Insider Trading > Filing (0001144204-14-072973)

Filing Details

Accession Number:: 0001144204-14-072973
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-09 16:01:54
Reporting Period:: 2014-12-08

Filing Date:: 2014-12-09
Accepted Time:: 2014-12-09 16:01:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1426506	Smg Indium Resources Ltd.	SMGI	Commodity Contracts Brokers & Dealers (6221)	510662991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1519560	Z. Ailon Grushkin	C/O Smg Indium Resources, Ltd. 176 Laguardia Ave. Staten Island NY 10314	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Disposition	2014-12-08	8,028	$2.41	1,972	No	4	S	Direct
Common Stock, Par Value $0.001	Disposition	2014-12-08	11,284	$2.41	2,772	No	4	S	Indirect	See Footnote
Common Stock, Par Value $0.001	Disposition	2014-12-08	78,115	$2.41	19,192	No	4	S	Indirect	See Footnote
Common Stock, Par Value $0.001	Disposition	2014-12-08	20,069	$2.41	4,931	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Represents securities sold by A.Z.G. Capital Corp. Profit Sharing Plan, of which the reporting person is the sole beneficiary.
Represent securities sold directly by AZG Tangible Assets Fund LLC. The reporting person is the Managing Member of Nano-Cap Advisors LLC, the Managing Member of AZG Tangible Assets Fund LLC.
Represents securities sold by Specialty Metals Group Advisors, LLC, of which the reporting person owns 25%.