Filing Details

Accession Number:
0001144204-14-072972
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 16:01:27
Reporting Period:
2014-12-08
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 16:01:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426506 Smg Indium Resources Ltd. SMGI Commodity Contracts Brokers & Dealers (6221) 510662991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519558 A. Richard Biele C/O Smg Indium Resources, Ltd.
176 Laguardia Ave.
Staten Island NY 10314
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2014-12-08 12,867 $2.41 3,161 No 4 S Direct
Common Stock, Par Value $0.001 Disposition 2014-12-08 11,284 $2.41 2,772 No 4 S Indirect See Footnote
Common Stock, Par Value $0.001 Disposition 2014-12-08 20,069 $2.41 4,931 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Represents securities sold from the reporting person's IRA.
  2. Represents securities sold by Specialty Metals Group Advisors, LLC, of which BRACK Advisors LLC owns 25%. The reporting person is the managing member and approximately 80% owner of BRACK Advisors LLC.