Filing Details
- Accession Number:
- 0001144204-14-072972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-09 16:01:27
- Reporting Period:
- 2014-12-08
- Filing Date:
- 2014-12-09
- Accepted Time:
- 2014-12-09 16:01:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1426506 | Smg Indium Resources Ltd. | SMGI | Commodity Contracts Brokers & Dealers (6221) | 510662991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519558 | A. Richard Biele | C/O Smg Indium Resources, Ltd. 176 Laguardia Ave. Staten Island NY 10314 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Disposition | 2014-12-08 | 12,867 | $2.41 | 3,161 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 | Disposition | 2014-12-08 | 11,284 | $2.41 | 2,772 | No | 4 | S | Indirect | See Footnote |
Common Stock, Par Value $0.001 | Disposition | 2014-12-08 | 20,069 | $2.41 | 4,931 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Represents securities sold from the reporting person's IRA.
- Represents securities sold by Specialty Metals Group Advisors, LLC, of which BRACK Advisors LLC owns 25%. The reporting person is the managing member and approximately 80% owner of BRACK Advisors LLC.