Filing Details

Accession Number:
0001514732-14-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-09 14:41:56
Reporting Period:
2014-12-08
Filing Date:
2014-12-09
Accepted Time:
2014-12-09 14:41:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514732 Saexploration Holdings Inc. SAEX Oil & Gas Field Exploration Services (1382) 274867100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580993 Jeff Hastings 3333 8Th Street Se
3Rd Floor
Calgary A0 T2G 3A4
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-08 25,000 $3.80 83,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,269,954 Indirect Through dispositive and voting control of CLCH, LLC
Footnotes
  1. This transaction was executed in multiple trades on December 08, 2014 at prices ranging from $3.79 to 3.81. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  2. Represents 3,269,954 shares of Common Stock held directly by CLCH, LLC an Alaska limited liability company controlled by Jeff Hastings ("CLCH"), which shares were received in exchange for 573,750 shares of common stock of the entity formerly known as SAExploration Holdings, Inc. ("Former SAE") upon the consummation of a merger transaction involving the Issuer, formerly known as Trio Merger Corp., pursuant to which Former SAE merged with and into a wholly-owned subsidiary of the Issuer (the "Merger").