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Home > Insider Trading > Filing (0001144204-14-072935)

Filing Details

Accession Number:: 0001144204-14-072935
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-09 13:39:27
Reporting Period:: 2014-12-08

Filing Date:: 2014-12-09
Accepted Time:: 2014-12-09 13:39:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487428	Horizon Technology Finance Corp	HRZN	()	272114934

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1503748	Jr. D. Robert Pomeroy	312 Farmington Avenue Farmington CT US 06032	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-08	425	$13.73	32,060	No	4	P	Direct
Common Stock	Acquisiton	2014-12-08	100	$13.70	623	No	4	P	Indirect	As custodian for grandchildren
Common Stock	Acquisiton	2014-12-09	225	$13.68	848	No	4	P	Indirect	As custodian for grandchildren

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	As custodian for grandchildren
No	4	P	Indirect	As custodian for grandchildren