Home > Insider Trading > Filing (0001225208-14-024551)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1500213	Si Financial Group Inc.	SIFI	Savings Institution, Federally Chartered (6035)	800643149

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218374	Roger Engle	803 Main Street Willimantic CT 06226		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-08	500	$11.22	9,907	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,944	Direct
Common Stock	22	Indirect	By Custodian For Child 1
Common Stock	43	Indirect	By Custodian For Child 2
Common Stock	1,312	Indirect	By Performance Stock Award
Common Stock	750	Indirect	By Stock Award

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$11.25	2006-05-17	2015-05-17	17,962	17,962	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-05-17	17,962	17,962	Direct

Footnotes

Since the reporting person's last report 750 shares and 188 shares previously held by Stock Award and Performance Stock Award, respectively, have vested and are now owned directly.
The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.