Filing Details
- Accession Number:
- 0001140361-14-044502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-08 20:43:44
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-08
- Accepted Time:
- 2014-12-08 20:43:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543418 | Novacopper Inc. | NCQ | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561025 | Rick Nieuwenhuyse Van | Suite 1950, 777 Dunsmuir Street Vancouver A1 V7Y 1K4 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-05 | 133,334 | $0.00 | 637,487 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-05 | 66,848 | $0.56 | 570,639 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-12-05 | 400,000 | $0.00 | 400,000 | $0.62 |
Common Stock | Restricted Stock Units | Disposition | 2014-12-05 | 133,334 | $0.00 | 133,334 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400,000 | 2019-12-04 | No | 4 | A | Direct | |
0 | No | 4 | M | Direct |
Footnotes
- Expressed in Canadian dollars.
- The stock options vest in three equal installments on December 5, 2014, December 5, 2015 and December 5, 2016.
- Each restricted stock unit represents a contingent right to receive one share of NCQ common stock. The conversion price of the underlying common shares as of the December 5, 2014 settlement date was Cdn$0.63.
- The restricted stock units vest in three equal installments on June 5, 2013, December 5, 2013 and December 5, 2014.