Filing Details

Accession Number:
0001140361-14-044502
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-08 20:43:44
Reporting Period:
2014-12-05
Filing Date:
2014-12-08
Accepted Time:
2014-12-08 20:43:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543418 Novacopper Inc. NCQ Gold And Silver Ores (1040) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561025 Rick Nieuwenhuyse Van Suite 1950, 777 Dunsmuir Street
Vancouver A1 V7Y 1K4
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-05 133,334 $0.00 637,487 No 4 M Direct
Common Stock Disposition 2014-12-05 66,848 $0.56 570,639 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2014-12-05 400,000 $0.00 400,000 $0.62
Common Stock Restricted Stock Units Disposition 2014-12-05 133,334 $0.00 133,334 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400,000 2019-12-04 No 4 A Direct
0 No 4 M Direct
Footnotes
  1. Expressed in Canadian dollars.
  2. The stock options vest in three equal installments on December 5, 2014, December 5, 2015 and December 5, 2016.
  3. Each restricted stock unit represents a contingent right to receive one share of NCQ common stock. The conversion price of the underlying common shares as of the December 5, 2014 settlement date was Cdn$0.63.
  4. The restricted stock units vest in three equal installments on June 5, 2013, December 5, 2013 and December 5, 2014.