Filing Details
- Accession Number:
- 0001280263-14-000181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-08 20:12:46
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-08
- Accepted Time:
- 2014-12-08 20:12:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558645 | Leslie Kohn | 3101 Jay Street Santa Clara CA 95054 | Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-12-04 | 741 | $8.82 | 865,215 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2014-12-04 | 9,259 | $3.20 | 874,474 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-12-04 | 10,000 | $58.00 | 864,474 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Incentive Stock Option (right to buy) | Disposition | 2014-12-04 | 9,259 | $0.00 | 9,259 | $3.20 |
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-04 | 741 | $0.00 | 741 | $8.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,442 | 2019-07-08 | No | 4 | M | Direct | |
| 6,667 | 2021-08-29 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2013.
- Shares subject to the option vest monthly over four years beginning on August 1, 2009.
- Shares subject to the option vest monthly over four years beginning on August 1, 2011.
Billionaire Hedge Funds
