Filing Details
- Accession Number:
- 0001329700-14-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-08 15:58:35
- Reporting Period:
- 2014-12-05
- Filing Date:
- 2014-12-08
- Accepted Time:
- 2014-12-08 15:58:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048685 | Metalico Inc | MEA | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1068853 | R Bret Maxwell | 1033 Skokie Boulevard, Suite 430 Northbrook IL 60062 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-05 | 163,345 | $0.38 | 54,984 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-12-05 | 40,749 | $0.38 | 13,716 | No | 4 | S | Indirect | See Footnote 4 |
Common Stock | Disposition | 2014-12-08 | 54,984 | $0.42 | 0 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-12-08 | 13,716 | $0.42 | 0 | No | 4 | S | Indirect | See Footnote 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 4 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 4 |
Footnotes
- 162,465 @ $0.38 80 @ $0.3801 720 @ $0.39 80 @ $0.392
- Held by: Infrastructure & Environmental Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- 40,529 @ $0.38 20 @ $0.3801 180 @ $0.39 20 @ $0.392
- Held by: Environmental Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- 18,969 @ $0.4 80 @ $0.4022 880 @ $0.4039 1,601 @ $0.41 880 @ $0.4101 1,601 @ $0.411 29,010 @ $0.43 480 @ %0.4303 560 @ %0.4332 923 @ $0.434
- 4,731 @ $0.4 20 @ %0.4022 220 @ $0.4039 399 @ %0.41 220 @ %0.4101 399 @ $0.411 7,237 @ $0.43 120 @ $0.4303 140 @ $0.4332 230 @ %0.434