Filing Details

Accession Number:
0001144204-14-072765
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-08 15:25:44
Reporting Period:
2014-12-08
Filing Date:
2014-12-08
Accepted Time:
2014-12-08 15:25:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490013 Full Circle Capital Corp FULL () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498701 Edward John Stuart 102 Greenwich Avenue, 2Nd Floor
Greenwich CT 06830
Chairman And Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-08 7,000 $4.70 35,430 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Michele G. Stuart
Common Stock 16,451 Indirect By John E. Stuart GST Trust
Common Stock 6,258 Indirect By Mary E. Stuart 2001 Grantor Trust
Common Stock 237 Indirect By Full Circle Investments, LLC
Common Stock 120 Indirect By Full Circle Advisors, LLC
Footnotes
  1. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases is $4.63 to $4.75 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  2. Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a managing member thereof.
  3. Amount represents 120 shares owned by Full Circle Advisors LLC, of which Mr. Stuart is a managing member thereof.