Filing Details
- Accession Number:
- 0001413160-14-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 18:45:44
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 18:45:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001426 | Pericom Semiconductor Corp | PSEM | Semiconductors & Related Devices (3674) | 770254621 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078156 | Ming Chi Alex Hui | Pericom Semiconductor Corp. 1545 Barber Lane Milpitas CA 95035 | President & Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-04 | 30,000 | $8.03 | 1,296,785 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-04 | 30,000 | $12.89 | 1,266,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-04 | 30,000 | $0.00 | 30,000 | $8.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2005-05-18 | 2015-04-18 | No | 4 | M | Direct |
Footnotes
- Options vest over a four year period at the rate of 2.083% per month.
Billionaire Hedge Funds
