Filing Details

Accession Number:
0001181431-14-038231
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-05 18:43:13
Reporting Period:
2014-12-03
Filing Date:
2014-12-05
Accepted Time:
2014-12-05 18:43:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407038 Bg Medicine Inc. BGMD In Vitro & In Vivo Diagnostic Substances (2835) 043506204
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097548 Newcogen Group Llc C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1222012 Noubar Afeyan C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
Yes No Yes No
1255927 Jr M Edwin Kania C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400240 Flagship Ventures Management, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400241 Newcogen Group, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-03 17,080 $0.02 2,451,880 No 4 X Indirect Held by NewcoGen Group LLC
Common Stock Disposition 2014-12-03 616 $0.46 2,451,264 No 4 S Indirect Held by NewcoGen Group LLC
Common Stock Acquisiton 2014-12-03 17,080 $0.02 2,468,344 No 4 X Indirect Held by NewcoGen Group LLC
Common Stock Disposition 2014-12-03 616 $0.46 2,467,728 No 4 S Indirect Held by NewcoGen Group LLC
Common Stock Acquisiton 2014-12-03 17,080 $0.02 2,484,808 No 4 X Indirect Held by NewcoGen Group LLC
Common Stock Disposition 2014-12-03 616 $0.46 2,484,192 No 4 S Indirect Held by NewcoGen Group LLC
Common Stock Disposition 2014-12-04 2,484,192 $0.00 0 No 4 J Indirect Held by NewcoGen Group LLC
Common Stock Acquisiton 2014-12-04 164,528 $0.00 175,718 No 4 J Direct
Common Stock Acquisiton 2014-12-04 10,029 $0.00 10,029 No 4 J Indirect Held by Atlast LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect Held by NewcoGen Group LLC
No 4 S Indirect Held by NewcoGen Group LLC
No 4 X Indirect Held by NewcoGen Group LLC
No 4 S Indirect Held by NewcoGen Group LLC
No 4 X Indirect Held by NewcoGen Group LLC
No 4 S Indirect Held by NewcoGen Group LLC
No 4 J Indirect Held by NewcoGen Group LLC
No 4 J Direct
No 4 J Indirect Held by Atlast LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 17,080 $0.00 17,080 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 17,080 $0.00 17,080 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2014-12-03 17,080 $0.00 17,080 $0.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-30 No 4 X Indirect
0 2020-09-27 No 4 X Indirect
0 2020-11-04 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 215,013 Indirect Held by AGTC Advisors Fund, L.P.
Common Stock 2,851,447 Indirect Held by Applied Genomic Technology Capital Fund, L.P.
Common Stock 1,764,286 Indirect Held by Flagship Ventures Fund 2007, L.P.
Footnotes
  1. NewcoGen Group, Inc. ("NG") is the manager of NewcoGen Group LLC ("NGG"). NG is also the general partner of AGTC Partners, L.P., which is the general partner of AGTC Advisors Fund, L.P. ("AGTCA") and Applied Genomic Technology Capital Fund L.P. ("AGTCF", and together with AGTCA, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar Afeyan and Edwin M. Kania, Jr. are directors of Flagship and may be deemed to beneficially own the securities held by NGG and the AGTC Funds. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  2. On December 3, 2014, NGG exercised a warrant to purchase 17,080 shares of Common Stock for $0.02 per share. NGG exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 616 of the warrant shares to pay the exercise price and issuing to NGG the remaining 16,464 shares.
  3. The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
  4. On December 3, 2014, NGG exercised a warrant to purchase 17,080 shares of Common Stock for $0.02 per share. NGG exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 616 of the warrant shares to pay the exercise price and issuing to NGG the remaining 16,464 shares.
  5. On December 3, 2014, NGG exercised a warrant to purchase 17,080 shares of Common Stock for $0.02 per share. NGG exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 616 of the warrant shares to pay the exercise price and issuing to NGG the remaining 16,464 shares.
  6. In addition to the cashless exercises of the warrants reported above, this Form 4 is being filed to report a pro-rata distribution by NGG for no consideration to its members. As members of NGG, Noubar Afeyan received 164,528 shares of Common Stock and Atlast LP received 10,029 shares of Common Stock in the distribution. The beneficial ownership of the entities named in this Form 4, other than the Reporting Persons filing this Form 4, did not change as a result of this transaction.
  7. Noubar Afeyan is the general partner of Atlast LP and may be deemed to beneficially own the securities held by Atlast LP. Mr. Afeyan disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  8. Noubar Afeyan and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner, LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  9. This warrant is immediately exercisable.