Filing Details
- Accession Number:
- 0001181431-14-038230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 18:40:21
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 18:40:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407038 | Bg Medicine Inc. | BGMD | In Vitro & In Vivo Diagnostic Substances (2835) | 043506204 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1097546 | Newcogen Equity Investors Llc | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1222012 | Noubar Afeyan | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | Yes | No | Yes | No | |
1255927 | Jr M Edwin Kania | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1400240 | Flagship Ventures Management, Inc. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1400241 | Newcogen Group, Inc. | C/O Flagship Ventures One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-03 | 12,021 | $0.04 | 663,581 | No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Disposition | 2014-12-03 | 927 | $0.46 | 662,654 | No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Acquisiton | 2014-12-03 | 5,988 | $0.02 | 668,642 | No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Disposition | 2014-12-03 | 216 | $0.46 | 668,426 | No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Acquisiton | 2014-12-03 | 12,183 | $0.02 | 680,609 | No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Disposition | 2014-12-03 | 440 | $0.46 | 680,169 | No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Acquisiton | 2014-12-03 | 12,183 | $0.02 | 692,352 | No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Disposition | 2014-12-03 | 440 | $0.46 | 691,912 | No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Acquisiton | 2014-12-03 | 12,183 | $0.02 | 704,095 | No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Disposition | 2014-12-03 | 440 | $0.46 | 703,655 | No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Disposition | 2014-12-04 | 703,655 | $0.00 | 0 | No | 4 | J | Indirect | Held by NewcoGen Equity Investors LLC |
Common Stock | Acquisiton | 2014-12-04 | 11,190 | $0.00 | 0 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | X | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | S | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | J | Indirect | Held by NewcoGen Equity Investors LLC |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2014-12-03 | 12,021 | $0.00 | 12,021 | $0.04 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2014-12-03 | 5,988 | $0.00 | 5,988 | $0.02 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2014-12-03 | 12,183 | $0.00 | 12,183 | $0.02 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2014-12-03 | 12,183 | $0.00 | 12,183 | $0.02 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2014-12-03 | 12,183 | $0.00 | 12,183 | $0.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-07-10 | No | 4 | X | Indirect | |
0 | 2018-03-28 | No | 4 | X | Indirect | |
0 | 2020-03-30 | No | 4 | X | Indirect | |
0 | 2020-09-27 | No | 4 | X | Indirect | |
0 | 2020-11-04 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,434,800 | Indirect | Held by NewcoGen Group LLC |
Common Stock | 215,013 | Indirect | Held by AGTC Advisors Fund, L.P. |
Common Stock | 2,851,447 | Indirect | Held by Applied Genomic Technology Capital Fund, L.P. |
Common Stock | 1,764,286 | Indirect | Held by Flagship Ventures Fund 2007, L.P. |
Footnotes
- NewcoGen Group, Inc. ("NG") is the manager of each of NewcoGen Group LLC ("NGG") and NewcoGen Equity Investors LLC ("NEI", and together with NGG, the "NewcoGen Funds"). NG is also the general partner of AGTC Partners, L.P., which is the general partner of AGTC Advisors Fund, L.P. ("AGTCA") and Applied Genomic Technology Capital Fund L.P. ("AGTCF", and together with AGTCA, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar Afeyan and Edwin M. Kania, Jr. are directors of Flagship and may be deemed to beneficially own the securities held by the NewcoGen Funds and the AGTC Funds. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- On December 3, 2014, NEI exercised a warrant to purchase 12,021 shares of Common Stock for $0.04 per share. NEI exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 927 of the warrant shares to pay the exercise price and issuing to NEI the remaining 11,094 shares.
- The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
- On December 3, 2014, NEI exercised a warrant to purchase 5,988 shares of Common Stock for $0.02 per share. NEI exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 216 of the warrant shares to pay the exercise price and issuing to NEI the remaining 5,772 shares.
- On December 3, 2014, NEI exercised a warrant to purchase 12,183 shares of Common Stock for $0.02 per share. NEI exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 440 of the warrant shares to pay the exercise price and issuing to NEI the remaining 11,743 shares.
- On December 3, 2014, NEI exercised a warrant to purchase 12,183 shares of Common Stock for $0.02 per share. NEI exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 440 of the warrant shares to pay the exercise price and issuing to NEI the remaining 11,743 shares.
- On December 3, 2014, NEI exercised a warrant to purchase 12,183 shares of Common Stock for $0.02 per share. NEI exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 440 of the warrant shares to pay the exercise price and issuing to NEI the remaining 11,743 shares.
- In addition to the cashless exercises of the warrants reported above, this Form 4 is being filed to report a pro-rata distribution by NEI for no consideration to its members. As a member of NEI, Mr. Afeyan received 11,190 shares of Common Stock in the distribution.The beneficial ownership of the entities named in this Form 4, other than the Reporting Persons filing this Form 4, did not change as a result of this transaction.
- Noubar Afeyan and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner, LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- This warrant is immediately exercisable.