Filing Details
- Accession Number:
- 0001127602-14-034355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 18:35:56
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 18:35:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355763 | Robert Oshaughnessy | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Exec. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-04 | 22,117 | $8.20 | 253,319 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-04 | 22,117 | $21.67 | 231,202 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-05 | 52,883 | $8.20 | 284,085 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-05 | 52,883 | $21.65 | 231,202 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-04 | 22,117 | $0.00 | 22,117 | $8.20 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-05 | 52,883 | $0.00 | 52,883 | $8.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
77,883 | 2013-06-01 | 2021-06-01 | No | 4 | M | Direct |
25,000 | 2013-06-01 | 2021-06-01 | No | 4 | M | Direct |
Footnotes
- These options vest 50% on 6/1/2013; and 25% on both 6/1/2014 and 6/1/2015.