Filing Details
- Accession Number:
- 0000950142-14-002414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 17:30:12
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 17:30:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
109177 | Harbinger Group Inc. | HRG | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 741339132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365833 | M David Maura | C/O Harbinger Group Inc. 450 Park Avenue, 29Th Floor New York NY 10022 | Managing Director And Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-04 | 177,500 | $4.86 | 2,166,602 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-04 | 177,500 | $13.61 | 1,989,102 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2014-12-04 | 177,500 | $0.00 | 177,500 | $4.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
177,500 | 2022-02-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
- The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $13.50 to $13.70 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.
- The original options issued on February 14, 2012 vest, or have vested, annually in equal installments over a period of four years beginning from October 1, 2011.