Filing Details
- Accession Number:
- 0001475968-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 17:12:45
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 17:12:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229384 | Terry Considine | 4582 S. Ulster Street Suite 1100 Denver CO 80237 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-12-03 | 875,950 | $29.11 | 1,216,230 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-12-03 | 685,454 | $37.20 | 530,776 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2014-12-03 | 182,102 | $37.01 | 348,674 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-12-03 | 705,622 | $0.00 | 705,622 | $29.11 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-12-03 | 170,328 | $0.00 | 170,328 | $29.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-13 | No | 4 | M | Direct | |
| 0 | 2016-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 33,695 | Indirect | Held by reporting person's spouse, for which the reporting person disclaims beneficial ownership |
Footnotes
- This is a weighted average price. The prices for which the shares were actually sold ranged from $36.88 to $37.21. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- In addition to the 348,674 shares held directly by the reporting person, 69,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership.
- In addition, the reporting person holds 850,185 common partnership units in AIMCO Properties, L.P. ("OP Units"). The 850,185 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 2,300 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership. Titahotwo also holds 1,589,372 Class I High Performance Units in AIMCO Properties, L.P.
- The shares vested 20% on each anniversary of the grant date of February 13, 2006.
- The shares were granted on February 16, 2006 with a 1 year cliff and vested upon achievement of a performance goal.
- Option Award approved by Compensation and Human Resources Committee; price column not applicable.
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