Filing Details
- Accession Number:
- 0001225208-14-024477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 17:09:47
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 17:09:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381098 | R John Golliher | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | President-Beauty Systems Group | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-03 | 43,750 | $11.39 | 115,830 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-03 | 33,185 | $19.21 | 149,015 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-03 | 76,935 | $30.71 | 72,080 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-04 | 47,299 | $19.21 | 119,379 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-04 | 45,598 | $23.49 | 164,977 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-04 | 92,897 | $30.60 | 72,080 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-03 | 43,750 | $11.39 | 43,750 | $11.39 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-03 | 33,185 | $19.21 | 33,185 | $19.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-04 | 47,299 | $19.21 | 47,299 | $19.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-12-04 | 45,598 | $23.49 | 45,598 | $23.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-10-19 | No | 4 | M | Direct | |
74,127 | 2021-10-26 | No | 4 | M | Direct | |
26,828 | 2021-10-26 | No | 4 | M | Direct | |
45,598 | 2022-10-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,088 | Indirect | by 401(k) Profit Sharing |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $30.70 to $30.74. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $30.50 to $30.70. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest annually in four equal installments beginning on October 18, 2011.
- The options vest annually in four equal installments beginning on October 25, 2012.
- The options vest annually in four equal installments beginning on October 28, 2013.