Home > Insider Trading > Filing (0001243786-14-000033)

Filing Details

Accession Number:: 0001243786-14-000033
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-05 16:50:06
Reporting Period:: 2014-12-03

Filing Date:: 2014-12-05
Accepted Time:: 2014-12-05 16:50:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1285785	Mosaic Co	MOS	Agricultural Chemicals (2870)	201026454

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1301456	T James Prokopanko	C/O The Mosaic Company 3033 Campus Drive, Suite E490 Plymouth MN 55441	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-03	28,778	$15.45	212,608	No	4	M	Indirect	Revocable Trust
Common Stock	Acquisiton	2014-12-03	32,336	$20.70	244,944	No	4	M	Indirect	Revocable Trust
Common Stock	Disposition	2014-12-03	32,479	$45.49	212,465	No	4	S	Indirect	Revocable Trust
Common Stock	Disposition	2014-12-03	28,635	$45.84	183,830	No	4	S	Indirect	Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	Revocable Trust
No	4	M	Indirect	Revocable Trust
No	4	S	Indirect	Revocable Trust
No	4	S	Indirect	Revocable Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-12-03	28,778	$0.00	28,778	$15.45
Common Stock	Stock Option (Right to Buy	Disposition	2014-12-03	32,336	$0.00	32,336	$20.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2016-08-04	No	4	M	Indirect
0		2017-02-01	No	4	M	Indirect

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$40.03		2017-08-02	83,433	83,433	Indirect
Common Stock	Stock Option (Right to Buy)	$127.21		2018-07-31	23,409	23,409	Indirect
Common Stock	Stock Option (Right to Buy)	$52.72		2019-07-27	48,077	48,077	Indirect
Common Stock	Stock Option (Right to Buy)	$44.93		2020-07-27	79,011	79,011	Indirect
Common Stock	Stock Option (Right to Buy)	$70.62		2021-07-21	47,373	47,373	Indirect
Common Stock	Stock Option (Right to Buy)	$57.62		2022-07-19	77,214	77,214	Indirect
Common Stock	Restricted Stock Units	$0.00	2015-07-19		30,661	30,661	Direct
Common Stock	Stock Option (Right to Buy)	$54.03		2023-07-18	83,649	83,649	Indirect
Common Stock	Restricted Stock Units	$0.00	2016-07-18		32,698	32,698	Direct
Common Stock	Stock Option (Right to Buy)	$49.73		2024-03-07	94,022	94,022	Indirect
Common Stock	Restricted Stock Units	$0.00	2017-03-07		35,525	35,525	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-08-02	83,433	83,433	Indirect
2018-07-31	23,409	23,409	Indirect
2019-07-27	48,077	48,077	Indirect
2020-07-27	79,011	79,011	Indirect
2021-07-21	47,373	47,373	Indirect
2022-07-19	77,214	77,214	Indirect
	30,661	30,661	Direct
2023-07-18	83,649	83,649	Indirect
	32,698	32,698	Direct
2024-03-07	94,022	94,022	Indirect
	35,525	35,525	Direct

Footnotes

The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.7875 to $45.7812, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.79 to $45.93, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4.
This Stock Option is 100% exercisable.
Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
One-for-One
Not Applicable
Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.