Filing Details
- Accession Number:
- 0001127602-14-034334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 16:42:19
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 16:42:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256557 | Peter Venuto | 1 Avx Boulevard Fountain Inn SC 29644 | Vice President Of Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-03 | 4,259 | $13.15 | 4,419 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 12,499 | $10.90 | 16,918 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 1 | $10.90 | 16,919 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 6,250 | $11.25 | 23,169 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-03 | 23,009 | $14.30 | 160 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-12-03 | 4,259 | $0.00 | 4,259 | $13.15 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-12-03 | 12,499 | $0.00 | 12,499 | $10.90 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-12-03 | 1 | $0.00 | 1 | $10.90 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-12-03 | 6,250 | $0.00 | 6,250 | $11.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,541 | 2009-05-15 | 2018-05-15 | No | 4 | M | Direct |
| 5,436 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
| 5,435 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
| 9,667 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
Billionaire Hedge Funds
