Filing Details
- Accession Number:
- 0001181431-14-038092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 14:27:28
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 14:27:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453589 | Travis Karr | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp, Gm Enterprise Storage Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-03 | 24,375 | $5.71 | 196,426 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 10,000 | $5.94 | 206,426 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-03 | 34,375 | $8.50 | 172,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2014-12-03 | 24,375 | $0.00 | 45,000 | $5.71 |
| Common Stock | Common Stock | Disposition | 2014-12-03 | 10,000 | $0.00 | 10,000 | $5.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,625 | 2022-08-07 | No | 4 | A | Direct | |
| 0 | 2018-10-07 | No | 4 | A | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2014.
- One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
- Fully vested.
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