Filing Details

Accession Number:
0001104659-14-085052
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-05 12:13:17
Reporting Period:
2014-12-03
Filing Date:
2014-12-05
Accepted Time:
2014-12-05 12:13:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1553588 Sfx Entertainment Inc SFXE Services-Amusement & Recreation Services (7900) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316700 J Mitchell Slater 430 Park Avenue, Floor 6
New York NY 10022
V.c. Of The Board Of Directors Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-03 10,000 $4.47 30,000 No 4 P Direct
Common Stock Acquisiton 2014-12-04 10,000 $4.47 40,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000,000 Indirect See Footnote
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.54, inclusive. Mr. Slater undertakes to provide SFX Entertainment, Inc., any security holder of SFX Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) and (3).
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.31 to $4.68, inclusive.
  4. Mr. Slater indirectly beneficially owns 2,000,000 shares pursuant to a nominee agreement with Robert F.X. Sillerman that names Mr. Sillerman as nominee with respect to such shares. The nominee agreement may be terminated upon the earlier of (a) two business days after delivery by the beneficiary to the nominee of written notice to terminate the agreement or (b) two business days after delivery by the nominee to the beneficiary of the nominee's written notice of resignation as nominee.