Filing Details
- Accession Number:
- 0000720672-14-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-05 12:10:53
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-05
- Accepted Time:
- 2014-12-05 12:10:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181348 | P John Dubinsky | 625 S. Skinker Blvd, Apt. 1503 St Louis MO 63105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-12-03 | 794 | $49.95 | 32,774 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-04 | 1,206 | $49.95 | 31,568 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 2004-04-01 | 21,382 | 21,382 | Direct | |
| Common Stock | Stock Option (Option to Buy) | $17.00 | 2016-01-03 | 450 | 450 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 21,382 | 21,382 | Direct | |
| 2016-01-03 | 450 | 450 | Direct |
Footnotes
- Units vest quarterly over a one year period.
- No expiration date for these Units.
- Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
Billionaire Hedge Funds
