Filing Details
- Accession Number:
- 0000801898-14-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 18:19:02
- Reporting Period:
- 2014-12-02
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 18:19:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 801898 | Joy Global Inc | JOY | Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) | 391566457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1611129 | S Matthew Kulasa | 100 E. Wisconsin Avenue Suite 2780 Milwaukee WI 53202 | Vp, Controller And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-02 | 2,375 | $0.00 | 8,252 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-12-02 | 214 | $50.31 | 8,038 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-12-03 | 394 | $52.60 | 7,644 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-12-02 | 7,800 | $0.00 | 7,800 | $50.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,800 | 2015-12-02 | 2024-12-02 | No | 4 | A | Direct |
Footnotes
- Restricted stock unit award.
- Includes 140 shares acquired on September 30, 2014, under the Joy Global Inc. Employee Stock Purchase Plan.
- The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2014.
- This option vests in three equal annual installments beginning on December 2, 2015.
Billionaire Hedge Funds
