Filing Details
- Accession Number:
- 0001054374-14-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 17:51:37
- Reporting Period:
- 2014-12-02
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 17:51:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614736 | Cindy Fiorillo | 5300 California Avenue Irvine CA 92617 | Svp, Finance & Corp Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-12-02 | 7,000 | $33.84 | 76,766 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-12-02 | 7,000 | $42.74 | 69,766 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2014-12-02 | 7,000 | $0.00 | 7,000 | $33.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,000 | 2020-05-04 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Such transaction was executed in multiple trades at prices ranging from $42.73 to $42.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- All of such shares are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shares subject to such option are fully vested and immediately exercisable.