Filing Details
- Accession Number:
- 0001042167-14-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 17:33:12
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 17:33:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273805 | Citizens Community Bancorp | CZWI | National Commercial Banks (6021) | 200663325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480691 | H Edward Schaefer | C/O Citizens Community Bancorp, Inc. 2174 Eastridge Center Eau Claire WI 54701 | Ceo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Disposition | 2014-12-03 | 8,202 | $9.21 | 35,834 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-12-04 | 9,288 | $5.48 | 45,122 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-12-04 | 9,288 | $5.00 | 54,410 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-12-04 | 2,766 | $9.20 | 51,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option (right to buy) | Disposition | 2014-12-04 | 9,288 | $0.00 | 9,288 | $5.48 |
Common Stock | Common Stock Option (right to buy) | Disposition | 2014-12-04 | 9,288 | $0.00 | 9,288 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,931 | 2012-06-14 | 2021-06-14 | No | 4 | M | Direct |
13,931 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
Footnotes
- The price reported above is the average transaction price. The range of prices for such transactions is $9.20 to $9.27. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price reported above is the average transaction price. The range of prices for such transactions is $9.20 to $9.21. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of June 14, 2012, June 14, 2013, June 14, 2014, June 14, 2015 and June 14, 2016.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of September 30, 2012, September 30, 2013, September 30, 2014, September 30, 2015 and September 30, 2016.