Filing Details

Accession Number:
0000899866-14-000250
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 17:20:06
Reporting Period:
2014-12-02
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 17:20:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899866 Alexion Pharmaceuticals Inc ALXN Pharmaceutical Preparations (2834) 133648318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337845 Vikas Sinha C/O Alexion Pharmacueticals, Inc.
352 Knotter Drive
Cheshire CT 06410
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-02 25,000 $17.98 187,770 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-02 25,000 $200.16 162,770 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-03 30,000 $17.98 192,770 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2014-12-03 20,000 $20.90 212,770 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 13,270 $195.55 199,500 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 9,037 $196.46 190,463 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 3,438 $197.45 187,025 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 3,468 $198.28 183,557 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 3,447 $199.53 180,110 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 5,782 $200.82 174,328 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 11,358 $201.79 162,970 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2014-12-03 200 $202.76 162,770 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2014-12-02 25,000 $17.98 25,000 $17.98
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2014-12-03 30,000 $17.98 30,000 $17.98
Common Stock, Par Value $.0001 Per Share Common Stock, par value $.0001 per share Disposition 2014-12-03 20,000 $20.90 20,000 $20.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,832 2009-04-26 2019-01-26 No 4 M Direct
1,832 2009-04-26 2019-01-26 No 4 M Direct
100,000 2010-04-28 2020-01-28 No 4 M Direct
Footnotes
  1. The transactions reported by this Form 4 are made pursuant to the terms of a sales plan designed to meet the requirements of Rule 10b5-1(c)(1) of the Securities Exchange Act.
  2. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $200.00 - $200.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  3. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $195.07 - $196.07. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  4. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $196.11 - $197.11. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  5. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $197.14 - $198.14. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  6. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $198.17 - $199.17. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  7. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $199.28 - $200.28. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  8. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $200.30 - $201.30. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  9. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $201.30 - $202.30. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  10. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $202.51 - $203.51. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.