Filing Details
- Accession Number:
- 0001127602-14-034214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 16:24:19
- Reporting Period:
- 2014-12-02
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 16:24:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906107 | Equity Residential | EQR | Real Estate Investment Trusts (6798) | 363877868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219721 | A Gerald Spector | Two North Riverside Plaza, Suite 400 Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2014-12-02 | 5,607 | $53.50 | 278,728 | No | 4 | M | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2014-12-02 | 5,607 | $71.10 | 273,121 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2014-12-02 | 4,599 | $38.57 | 277,720 | No | 4 | M | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2014-12-02 | 4,599 | $71.11 | 273,121 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2014-12-02 | 110,957 | $38.57 | 384,078 | No | 4 | M | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2014-12-02 | 110,957 | $71.10 | 273,121 | No | 4 | S | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2014-12-03 | 23,850 | $38.57 | 296,971 | No | 4 | M | Direct | |
Common Shares Of Beneficial Interest | Disposition | 2014-12-03 | 23,850 | $71.01 | 273,121 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-02 | 5,607 | $0.00 | 5,607 | $53.50 |
Common Shares Of Beneficial Interest | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-02 | 4,599 | $0.00 | 4,599 | $38.57 |
Common Shares Of Beneficial Interest | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-02 | 110,957 | $0.00 | 110,957 | $38.57 |
Common Shares Of Beneficial Interest | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-12-03 | 23,850 | $0.00 | 23,850 | $38.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-08 | No | 4 | M | Direct | |
0 | 2018-02-07 | No | 4 | M | Direct | |
23,850 | 2018-02-07 | No | 4 | M | Direct | |
0 | 2018-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 3,472 | Indirect | Children |
Common Shares Of Beneficial Interest | 27,500 | Indirect | Family Trust |
Common Shares Of Beneficial Interest | 25,015 | Indirect | Family Trust |
Common Shares Of Beneficial Interest | 57,187 | Indirect | Spouse |
Footnotes
- Direct total includes restricted shares of the Company scheduled to vest in the future.
- The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.13. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.05 to $71.18. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.00 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents shares beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares.
- Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
- Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
- Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
- Represents share options originally scheduled to vest in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. The vesting date of the share options originally scheduled to vest on February 8, 2009 and February 8, 2010 was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive officer of the Company.
- Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.
- Represents share options originally scheduled to vest in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. The vesting date for all of the share options was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive of the Company.