Filing Details
- Accession Number:
- 0001179110-14-017578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 15:47:47
- Reporting Period:
- 2014-12-04
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 15:47:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495925 | Fortegra Financial Corp | FRF | Insurance Agents, Brokers & Service (6411) | 581461399 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258822 | Summit Investors Vi Lp | C/O Summit Partners 222 Berkeley Street, 18Th Floor Boston MA 02116 | No | No | Yes | No | |
1282275 | P L Iii-B Fund Debt Subordinated Summit | 222 Berkeley Street 18Th Floor Boston MA 02116 | No | No | Yes | No | |
1385242 | P L B Vii Fund Equity Private Partners Summit | 222 Berkeley Street 18Th Floor Boston MA 02116 | No | No | Yes | No | |
1486421 | Summit Partners Private Equity Fund Vii-A, L.p. | 222 Berkeley Street 18Th Floor Boston MA 02116 | No | No | Yes | No | |
1486450 | Summit Subordinated Debt Fund Iii-A, L.p. | 222 Berkeley Street, 18Th Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-04 | 12,438,772 | $10.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Disposition is pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2014, among Fortegra Financial Corporation (the "Company"), Tiptree Operating Company, LLC, Caroline Holdings LLC, ("Holdings"), and Caroline Merger Sub, Inc.("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub will be merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Holdings.
- Represents shares sold by the following entities: 7,185,871 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,315,949 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 591,713 shares of common stock sold by Summit Partners Subordinated Debt Fund III-A, L.P., 308,237 shares of common stock sold by Summit Partners Subordinated Debt Fund III-B, L.P. and 37,002 shares of common stock sold by Summit Investors VI, L.P.