Filing Details

Accession Number:
0001179110-14-017578
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-04 15:47:47
Reporting Period:
2014-12-04
Filing Date:
2014-12-04
Accepted Time:
2014-12-04 15:47:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495925 Fortegra Financial Corp FRF Insurance Agents, Brokers & Service (6411) 581461399
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258822 Summit Investors Vi Lp C/O Summit Partners
222 Berkeley Street, 18Th Floor
Boston MA 02116
No No Yes No
1282275 P L Iii-B Fund Debt Subordinated Summit 222 Berkeley Street
18Th Floor
Boston MA 02116
No No Yes No
1385242 P L B Vii Fund Equity Private Partners Summit 222 Berkeley Street
18Th Floor
Boston MA 02116
No No Yes No
1486421 Summit Partners Private Equity Fund Vii-A, L.p. 222 Berkeley Street
18Th Floor
Boston MA 02116
No No Yes No
1486450 Summit Subordinated Debt Fund Iii-A, L.p. 222 Berkeley Street, 18Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-04 12,438,772 $10.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Disposition is pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 11, 2014, among Fortegra Financial Corporation (the "Company"), Tiptree Operating Company, LLC, Caroline Holdings LLC, ("Holdings"), and Caroline Merger Sub, Inc.("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub will be merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Holdings.
  2. Represents shares sold by the following entities: 7,185,871 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,315,949 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 591,713 shares of common stock sold by Summit Partners Subordinated Debt Fund III-A, L.P., 308,237 shares of common stock sold by Summit Partners Subordinated Debt Fund III-B, L.P. and 37,002 shares of common stock sold by Summit Investors VI, L.P.