Filing Details
- Accession Number:
- 0000091142-14-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 13:25:02
- Reporting Period:
- 2014-12-03
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 13:25:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532645 | K Patricia Ackerman | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Vp, Investor Relations & Treas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-03 | 2,800 | $21.56 | 3,648 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 2,133 | $22.99 | 5,781 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-03 | 4,933 | $54.80 | 848 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-12-03 | 2,800 | $0.00 | 2,800 | $21.56 |
| Common Stock | Employee Stock Options (Right to Buy | Disposition | 2014-12-03 | 2,133 | $0.00 | 2,133 | $22.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,170 | 2012-02-07 | 2021-02-07 | No | 4 | M | Direct |
| 7,037 | 2013-02-13 | 2022-02-13 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 0 | 7,417 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 7,417 | Direct |
Footnotes
- The Restricted Stock Units that Patricia K. Ackerman has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 50 Restricted Stock Units.
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