Filing Details
- Accession Number:
- 0001179110-14-017563
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-04 10:09:33
- Reporting Period:
- 2014-11-26
- Filing Date:
- 2014-12-04
- Accepted Time:
- 2014-12-04 10:09:33
- Original Submission Date:
- 2014-12-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1542299 | Georgetown Bancorp Inc. | GTWN | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416863 | A. David Splaine | 2 East Main Street Georgetown MA 01833 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-26 | 1,000 | $16.50 | 2,951 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | By Child 1 |
| Common Stock | 2,000 | Indirect | By Child 2 |
| Common Stock | 5,000 | Indirect | By Spouse's Trust |
| Common Stock | 26,542 | Indirect | by IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $9.33 | 2011-02-22 | 2020-02-22 | 450 | 450 | Direct |
| Common Stock | Stock Options | $9.55 | 2012-02-22 | 2021-02-22 | 434 | 434 | Direct |
| Common Stock | Stock Options | $9.58 | 2013-02-22 | 2022-02-22 | 314 | 314 | Direct |
| Common Stock | Stock Options | $14.00 | 2014-02-22 | 2023-02-22 | 350 | 350 | Direct |
| Common Stock | Stock Options | $14.98 | 2015-02-22 | 2024-02-22 | 575 | 575 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-22 | 450 | 450 | Direct |
| 2021-02-22 | 434 | 434 | Direct |
| 2022-02-22 | 314 | 314 | Direct |
| 2023-02-22 | 350 | 350 | Direct |
| 2024-02-22 | 575 | 575 | Direct |
Footnotes
- Mr. Splaine has paid to Georgetown Bancorp, Inc. $361.50, representing the full amount of profit realized in connection with short-swing transactions matchable under Section 16(6) of the Securities Exchange Act of 1934.
- Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2011.
- Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2012.
- Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2013.
- Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2014.
- Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2015.
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