Filing Details
- Accession Number:
- 0001140361-14-044076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 21:09:58
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 21:09:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943819 | Resmed Inc | RMD | Surgical & Medical Instruments & Apparatus (3841) | 980152841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186102 | C Peter Farrell | Resmed Inc. 9001 Spectrum Center Boulevard San Diego CA 92123 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Resmed Common Stock | Acquisiton | 2014-12-01 | 36,000 | $15.52 | 292,375 | No | 4 | M | Direct | |
| Resmed Common Stock | Disposition | 2014-12-01 | 36,000 | $53.28 | 256,375 | No | 4 | S | Direct | |
| Resmed Common Stock | Acquisiton | 2014-11-19 | 2,442 | $0.00 | 258,817 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Resmed Common Stock | ResMed Common Stock Options | Disposition | 2014-12-01 | 36,000 | $0.00 | 36,000 | $15.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 121,557 | 2009-11-20 | 2015-11-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Resmed Common Stock | 22,783 | Indirect | Peter C. Farrell Grantor Retained Annuity Trust dated December 2012 |
| Resmed Common Stock | 200,000 | Indirect | Peter C. Farrell Grantor Retained Annuity Trust dated March 4, 2014 |
| Resmed Common Stock | 200,000 | Indirect | Peter C. Farrell Grantor Retained Annuity Trust dated October 14, 2014 |
Footnotes
- The transaction was conducted under a 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
- Represents date options first became exercisable. Options vest 1/4 annually on the anniversary of the grant.
- This transaction was executed in multiple trades at prices ranging from $52.76 to $53.44. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.
- Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust.
Billionaire Hedge Funds
