Filing Details
- Accession Number:
- 0001225208-14-024360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 18:44:42
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 18:44:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094348 | Mattersight Corp | MATR | Services-Management Consulting Services (8742) | 364304577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197647 | Tench Coxe | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-01 | 1,733 | $5.93 | 263,667 | No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
Common Stock | Acquisiton | 2014-12-02 | 5,280 | $6.00 | 268,947 | No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
Common Stock | Acquisiton | 2014-12-03 | 5,420 | $6.00 | 274,367 | No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
Common Stock | Acquisiton | 2014-12-01 | 1,734 | $5.93 | 53,580 | No | 4 | P | Indirect | By Profit Sharing Plan Trust |
Common Stock | Acquisiton | 2014-12-02 | 5,281 | $6.00 | 58,861 | No | 4 | P | Indirect | By Profit Sharing Plan Trust |
Common Stock | Acquisiton | 2014-12-03 | 5,419 | $6.00 | 64,280 | No | 4 | P | Indirect | By Profit Sharing Plan Trust |
Common Stock | Acquisiton | 2014-12-01 | 1,733 | $5.93 | 373,329 | No | 4 | P | Indirect | By Trust (Trustees) |
Common Stock | Acquisiton | 2014-12-02 | 5,281 | $6.00 | 378,610 | No | 4 | P | Indirect | By Trust (Trustees) |
Common Stock | Acquisiton | 2014-12-03 | 5,419 | $6.00 | 384,029 | No | 4 | P | Indirect | By Trust (Trustees) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
No | 4 | P | Indirect | By Ltd Partnership (ROOS) |
No | 4 | P | Indirect | By Profit Sharing Plan Trust |
No | 4 | P | Indirect | By Profit Sharing Plan Trust |
No | 4 | P | Indirect | By Profit Sharing Plan Trust |
No | 4 | P | Indirect | By Trust (Trustees) |
No | 4 | P | Indirect | By Trust (Trustees) |
No | 4 | P | Indirect | By Trust (Trustees) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,294 | Direct | |
Common Stock | 2,443,889 | Indirect | By Ltd Partnership (SHV) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.86 to $6.00, inclusive. The reporting person undertakes to provide to Mattersight Corporation, and any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.91 to $6.00, inclusive. The reporting person undertakes to provide to Mattersight Corporation, and any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.98 to $6.00, inclusive. The reporting person undertakes to provide to Mattersight Corporation, and any security holder of Mattersight Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.