Filing Details
- Accession Number:
- 0000749660-14-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 18:21:15
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 18:21:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 749660 | Icad Inc | ICAD | Surgical & Medical Instruments & Apparatus (3841) | 020377419 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362512 | M Stacey Stevens | C/O Icad, Inc. 98 Spit Brook Road, Suite 100 Nashua NH 03062 | Sr Vp Of Marketing & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-01 | 299 | $5.75 | 63,030 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-02 | 503 | $5.75 | 63,533 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-03 | 1,700 | $5.75 | 65,233 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-01 | 299 | $10.00 | 64,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-02 | 503 | $10.01 | 64,431 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-03 | 1,700 | $10.00 | 62,731 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-01 | 299 | $0.00 | 209 | $5.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-02 | 503 | $0.00 | 503 | $5.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-03 | 1,700 | $0.00 | 1,700 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,701 | 2011-03-29 | 2021-03-29 | No | 4 | M | Direct |
| 19,198 | 2011-03-29 | 2021-03-29 | No | 4 | M | Direct |
| 17,498 | 2011-03-29 | 2021-03-29 | No | 4 | M | Direct |
Footnotes
- This sale is made pursuant to a trading plan previously entered into by the reporting person and complies with the requirements of Rule 10b5-1(c)(1)under the Securities Exchange Act of 1934, as amended.
- The reporting securites were executed in multiple trades with prices ranging between $10.00 and $10.03. The reporting person hereby undertakes to provide, upon request, to the SEC Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the trasactions were effected.
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