Filing Details
- Accession Number:
- 0001127602-14-034155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 18:03:27
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 18:03:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937797 | C John Malone | 38 Hans Crescent London X0 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Ordinary Shares | Disposition | 2014-12-01 | 89,400 | $48.97 | 7,887,825 | No | 4 | S | Indirect | By A Trust |
Class C Ordinary Shares | Disposition | 2014-12-01 | 10,600 | $49.89 | 7,877,225 | No | 4 | S | Indirect | By A Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By A Trust |
No | 4 | S | Indirect | By A Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Ordinary Shares | 5,824,195 | Direct | |
Class C Ordinary Shares | 680,041 | Indirect | By Spouse |
Footnotes
- The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on May 12, 2014.
- The price reflects a weighted average of sales made at prices ranging from $48.56 to $49.41. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price
- Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
- The price reflects a weighted average of sales made at prices ranging from $49.61 to $50.16. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.