Filing Details
- Accession Number:
- 0001140361-14-044035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 17:14:42
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 17:14:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1096528 | E Patrick Malloy | Bay Street At The Waterfront Sag Harbor NJ 11963 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-01 | 11,502 | $0.00 | 5,173,428 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-01 | 18,498 | $0.00 | 5,191,926 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-01 | 8,918 | $0.00 | 5,200,844 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-02 | 17,513 | $4.50 | 5,183,331 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Acquisiton | 2014-12-01 | 105,708 | $0.00 | 105,708 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2014-12-01 | 11,502 | $0.00 | 11,502 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2014-12-01 | 18,498 | $0.00 | 18,498 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2014-12-01 | 8,918 | $0.00 | 8,918 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
105,708 | No | 4 | A | Direct | ||
0 | 2014-12-01 | 2014-12-01 | No | 4 | M | Direct |
18,498 | 2014-12-01 | 2014-12-01 | No | 4 | M | Direct |
17,834 | 2014-12-01 | 2014-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Depositary Shares | 40,000 | Direct | |
Depositary Shares | 40,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 5.375% Series B Convertible Preferred Stock | $0.00 | 111,781 | 70,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
111,781 | 70,100 | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- The phantom stock vests in increments of one-third on the anniversary date of the grant for each of the next three years. Thus the reporting person will receive 35,236 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement date, in the sole discretion of the issuer) on each of December 1, 2015, 2016 and 2017, as long as the reporting person remains affiliated with the company.
- On December 1, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2011.
- On December 1, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2012.
- On December 1, 2014, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 1, 2013.
- Depositary shares each representing a 1/1000th interest in a share of 10.00% Series C Cumulative Preferred Stock.
- Depositary shares each representing a 1/1000th interest in a share of 9.75% Series D Cumulative Preferred Stock.
- Shares sold to cover federal tax obligations associated with the phantom stock vestings detailed in Table II.
- The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.