Home > Insider Trading > Filing (0001225208-14-024325)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1340350	George Catanese	880 Carillon Parkway St. Petersburg FL 33716	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-12-01	4,951	$25.28	12,720	No	4	M	Direct
Common Stock	Disposition	2014-12-01	1,519	$55.67	11,201	No	4	S	Direct
Common Stock	Disposition	2014-12-01	2,248	$55.67	8,953	No	4	F	Direct
Common Stock	Disposition	2014-12-01	100	$0.00	8,853	No	5	G	Direct
Common Stock	Acquisiton	2014-12-02	549	$25.28	9,402	No	4	M	Direct
Common Stock	Disposition	2014-12-03	549	$56.64	8,853	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-12-01	4,951	$0.00	4,951	$25.28
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-12-02	549	$0.00	549	$25.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
549		2015-01-24	No	4	M	Direct
0		2015-01-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,822	Indirect	ESOP

Footnotes

The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $55.66 to $55.69.
Since the date of the reporting person's last Form 4 filing reflecting common stock holdings, the reporting person has disposed of 869 shares held in his ESOP account pursuant to a diversification election made under the Internal Revenue Code, and his ESOP account has received additional allocations under the ESOP through November 19, 2014.
1,100 options became exercisable on 11/24/2014; 1,100 became exercisable on 11/24/2013 and 3,300 on 11/24/2012.