Filing Details
- Accession Number:
- 0001246360-14-004500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 14:07:08
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 14:07:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405747 | Susan Schmitt | 1201 South Second Street Milwaukee WI 53204 | Sr. Vp, Hr | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-01 | 4,862 | $0.00 | 15,857 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-02 | 2,582 | $116.33 | 13,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Shares | Disposition | 2014-12-01 | 4,862 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-01 | 2014-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,089 | Indirect | By Savings Plan |
Footnotes
- Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2014.
- Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
- Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/13/2014 to cover taxes due on restricted stock and performance shares that vested on 12/01/2014.
- Includes 1,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.