Filing Details
- Accession Number:
- 0001209191-14-072658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-03 13:59:20
- Reporting Period:
- 2014-12-01
- Filing Date:
- 2014-12-03
- Accepted Time:
- 2014-12-03 13:59:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Senior Vp, Pega Consulting | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-01 | 1,668 | $0.00 | 29,118 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-01 | 779 | $20.85 | 28,339 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-12-01 | 889 | $20.80 | 27,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-12-01 | 1,668 | $0.00 | 40,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,996 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock option referenced in Table II, which was paid by way of withholding by the Company of shares with a value equal to the exercise price.
- Sold pursuant to a pre-arranged stock trading plan under Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
- Represents the weighted average of the sales prices on December 1, 2014, ranging from $20.74 to $20.89.
Billionaire Hedge Funds
