Filing Details

Accession Number:
0001144204-11-003065
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-20 13:49:27
Reporting Period:
2010-08-10
Filing Date:
2011-01-20
Accepted Time:
2011-01-20 13:49:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727634 Communication Intelligence Corp CICI Computer Peripheral Equipment, Nec (3577) 942790442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
856928 Mdnh Partners Lp 220 Bush Street
Suite 950
San Francisc0 CA 94104
No No Yes No
1483390 W. Michael Engmann 220 Bush Street
Suite 950
San Francisco CA 94104
No No Yes No
1483391 Partners Kendu 220 Bush Street
Suite 950
San Francisco CA 94104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-10 5,000 $0.07 4,637,137 No 4 P Direct
Common Stock Disposition 2010-08-10 21,300 $0.07 4,615,837 No 4 P Direct
Common Stock Disposition 2010-08-10 44,728 $0.08 4,571,109 No 4 P Direct
Common Stock Disposition 2010-08-11 26,400 $0.07 4,544,709 No 4 P Direct
Common Stock Disposition 2010-08-12 2,200 $0.08 4,542,509 No 4 P Direct
Common Stock Disposition 2010-08-12 1,800 $0.08 4,540,709 No 4 P Direct
Common Stock Disposition 2010-08-13 2,100 $0.08 4,538,609 No 4 P Direct
Common Stock Disposition 2010-08-16 2,500 $0.06 4,536,109 No 4 P Direct
Common Stock Disposition 2010-08-16 10,300 $0.07 4,525,809 No 4 P Direct
Common Stock Disposition 2010-08-16 31,300 $0.07 4,494,509 No 4 P Direct
Common Stock Disposition 2010-08-18 15,800 $0.06 4,478,709 No 4 P Direct
Common Stock Disposition 2010-08-23 25,500 $0.07 4,453,209 No 4 P Direct
Common Stock Disposition 2010-08-23 4,700 $0.07 4,448,509 No 4 P Direct
Common Stock Disposition 2010-08-23 6,300 $0.07 4,442,209 No 4 P Direct
Common Stock Disposition 2010-08-24 2,300 $0.06 4,439,909 No 4 P Direct
Common Stock Disposition 2010-08-25 14,400 $0.06 4,425,509 No 4 P Direct
Common Stock Disposition 2010-08-25 6,200 $0.06 4,419,309 No 4 P Direct
Common Stock Acquisiton 2010-08-25 100 $0.07 4,419,409 No 4 P Direct
Common Stock Disposition 2010-08-26 6,300 $0.06 4,413,109 No 4 P Direct
Common Stock Disposition 2010-08-26 23,400 $0.07 4,389,709 No 4 P Direct
Common Stock Disposition 2010-08-26 200 $0.07 4,389,509 No 4 P Direct
Common Stock Disposition 2010-08-30 6,600 $0.06 4,382,909 No 4 P Direct
Common Stock Disposition 2010-08-30 16,800 $0.06 4,366,109 No 4 P Direct
Common Stock Disposition 2010-09-02 2,100 $0.05 4,364,009 No 4 P Direct
Common Stock Disposition 2010-09-03 34,300 $0.06 4,329,709 No 4 P Direct
Common Stock Disposition 2010-09-07 6,100 $0.06 4,323,609 No 4 P Direct
Common Stock Disposition 2010-09-08 5,500 $0.05 4,318,109 No 4 P Direct
Common Stock Disposition 2010-09-09 2,100 $0.06 4,316,009 No 4 P Direct
Common Stock Disposition 2010-09-09 7,300 $0.06 4,308,709 No 4 P Direct
Common Stock Disposition 2010-09-09 100 $0.06 4,308,609 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Acquisiton 2010-12-31 100,000 $0.00 4,444,444 $0.23
Common Stock Series C Preferred Stock Acquisiton 2010-12-31 100,000 $0.00 4,444,444 $0.23
Common Stock Common Stock Warrants (right to buy) Acquisiton 2010-12-31 4,444,444 $0.00 4,444,444 $0.23
Common Stock Common Stock Warrants (right to buy) Acquisiton 2010-12-31 4,444,444 $0.00 4,444,444 $0.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 No 4 P Direct
100,000 No 4 P Direct
4,444,444 2010-12-31 2013-12-31 No 4 P Direct
4,444,444 2010-12-31 2013-12-31 No 4 P Direct
Footnotes
  1. These securities are owned solely by Michael W. Engmann, who is a member of a "group" with Kendu Partners and MDNH Partners, a California limited partnership for purposes of Section 13(d) of the Exchange Act.
  2. These securities are owned solely by MDNH Partners, a California limited partnership, which is a member of a "group" with Michael W. Engmann and Kendu Partners for purposes of Section 13(d) of the Exchange Act.
  3. Each share of Series C Preferred Stock is convertible at any time at a conversion price of $0.0225 per share, subject to adjustments for stock dividends, splits, combinations and similar events.
  4. Each investor in Series C Preferred Stock at $1.00 per share received, in addition, a warrant to purchase that number of shares of Common Stock into which such investor's Series C Preferred Stock is convertible.