Filing Details
- Accession Number:
- 0001144204-11-003065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-20 13:49:27
- Reporting Period:
- 2010-08-10
- Filing Date:
- 2011-01-20
- Accepted Time:
- 2011-01-20 13:49:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
727634 | Communication Intelligence Corp | CICI | Computer Peripheral Equipment, Nec (3577) | 942790442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
856928 | Mdnh Partners Lp | 220 Bush Street Suite 950 San Francisc0 CA 94104 | No | No | Yes | No | |
1483390 | W. Michael Engmann | 220 Bush Street Suite 950 San Francisco CA 94104 | No | No | Yes | No | |
1483391 | Partners Kendu | 220 Bush Street Suite 950 San Francisco CA 94104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-10 | 5,000 | $0.07 | 4,637,137 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-10 | 21,300 | $0.07 | 4,615,837 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-10 | 44,728 | $0.08 | 4,571,109 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-11 | 26,400 | $0.07 | 4,544,709 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-12 | 2,200 | $0.08 | 4,542,509 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-12 | 1,800 | $0.08 | 4,540,709 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-13 | 2,100 | $0.08 | 4,538,609 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-16 | 2,500 | $0.06 | 4,536,109 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-16 | 10,300 | $0.07 | 4,525,809 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-16 | 31,300 | $0.07 | 4,494,509 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-18 | 15,800 | $0.06 | 4,478,709 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-23 | 25,500 | $0.07 | 4,453,209 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-23 | 4,700 | $0.07 | 4,448,509 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-23 | 6,300 | $0.07 | 4,442,209 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-24 | 2,300 | $0.06 | 4,439,909 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-25 | 14,400 | $0.06 | 4,425,509 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-25 | 6,200 | $0.06 | 4,419,309 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-08-25 | 100 | $0.07 | 4,419,409 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-26 | 6,300 | $0.06 | 4,413,109 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-26 | 23,400 | $0.07 | 4,389,709 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-26 | 200 | $0.07 | 4,389,509 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-30 | 6,600 | $0.06 | 4,382,909 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-08-30 | 16,800 | $0.06 | 4,366,109 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-02 | 2,100 | $0.05 | 4,364,009 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-03 | 34,300 | $0.06 | 4,329,709 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-07 | 6,100 | $0.06 | 4,323,609 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-08 | 5,500 | $0.05 | 4,318,109 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-09 | 2,100 | $0.06 | 4,316,009 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-09 | 7,300 | $0.06 | 4,308,709 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-09-09 | 100 | $0.06 | 4,308,609 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Acquisiton | 2010-12-31 | 100,000 | $0.00 | 4,444,444 | $0.23 |
Common Stock | Series C Preferred Stock | Acquisiton | 2010-12-31 | 100,000 | $0.00 | 4,444,444 | $0.23 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2010-12-31 | 4,444,444 | $0.00 | 4,444,444 | $0.23 |
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2010-12-31 | 4,444,444 | $0.00 | 4,444,444 | $0.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | No | 4 | P | Direct | ||
100,000 | No | 4 | P | Direct | ||
4,444,444 | 2010-12-31 | 2013-12-31 | No | 4 | P | Direct |
4,444,444 | 2010-12-31 | 2013-12-31 | No | 4 | P | Direct |
Footnotes
- These securities are owned solely by Michael W. Engmann, who is a member of a "group" with Kendu Partners and MDNH Partners, a California limited partnership for purposes of Section 13(d) of the Exchange Act.
- These securities are owned solely by MDNH Partners, a California limited partnership, which is a member of a "group" with Michael W. Engmann and Kendu Partners for purposes of Section 13(d) of the Exchange Act.
- Each share of Series C Preferred Stock is convertible at any time at a conversion price of $0.0225 per share, subject to adjustments for stock dividends, splits, combinations and similar events.
- Each investor in Series C Preferred Stock at $1.00 per share received, in addition, a warrant to purchase that number of shares of Common Stock into which such investor's Series C Preferred Stock is convertible.