Home > Insider Trading > Filing (0001162194-14-000130)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1162194	Fluidigm Corp	FLDM	Laboratory Analytical Instruments (3826)	770513190

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435768	Vincent Gajus Worthington	Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-12-01	4,508	$4.45	7,888	No	4	M	Direct
Common Stock	Acquisiton	2014-12-01	1,492	$4.45	9,380	No	4	M	Direct
Common Stock	Disposition	2014-12-01	6,000	$30.03	3,380	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-12-01	4,508	$0.00	4,508	$4.45
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-12-01	1,492	$0.00	1,492	$4.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-05-07	No	4	M	Direct
6,142		2017-05-07	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	33,029	Indirect	See Footnote

Footnotes

Shares held directly by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
The sales reported by Mr. Worthington were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2014.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.705 to $30.315, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The shares subject to the Option fully vested on February 1, 2009.
The shares subject to the Option fully vested on May 1, 2010.